Regulations on Sales and Solicitation of Financial Products, and Explanation of the Revised Customer Oriented Principle and Key Points for Preparation

2021.01.15

Date : January 15, 2021 (Friday) 09:30- 11:30
Speaker : Toshiyuki Sawai

Other Seminars by Toshiyuki Sawai

2023.04.25
Dow Jones, Risk Compliance, Seminar for General Business Corporations: Summary of Recent Trends and Legal Practice of "Business and Human Rights" Within and Outside Japan
2023.03.31
【Onilne Seminar: Video Streaming】 FinTech Camp Points on Lifting of the Ban on Digital Salary Payment (Total of 6 Seminars)
2023.02.06
【Onilne Seminar: Video Streaming】 Recent Trends in Legal Affairs Related to ESG/Sustainability: (2) ESG/Sustainability Disclosures - With a Focus on the Disclosures That Are Required in the Securities Reports Starting From the Year Ending March 2023 -
2023.02.03
【Onilne Seminar】Recent Trends in Legal Affairs Related to ESG/Sustainability: (2) ESG/Sustainability Disclosures - With a Focus on the Disclosures That Are Required in the Securities Reports Starting From the Year Ending March 2023 -
2022.12.08
【Onilne Seminar: Video Streaming】Key Points in Examination and Preparation Relating to Lifting of the Ban on "Digital Salary Payment" - From the Viewpoints of Labor Law and the Fund Settlement Law -
2022.12.07
【Onilne Seminar】 Key Points in Examination and Preparation Relating to Lifting of the Ban on "Digital Salary Payment" - From the Viewpoints of Labor Law and the Fund Settlement Law
2022.09.29
【Onilne Seminar: Video Streaming】 "Things You Can Do Now to Prepare for 2023 Shareholders' Meeting" (2): Handling of Shareholders' Demand Calling for an Extraordinary Shareholders' Meeting
2022.09.28
【Onilne Seminar】"Things You Can Do Now to Prepare for 2023 Shareholders' Meeting" (2): Handling of Shareholders' Demand Calling for an Extraordinary Shareholders' Meeting
2022.08.03
【Online Seminar: Video Streaming】 Basics of Contract Practices: M&A Agreements
2022.06.29
【Onilne Seminar】Recent Trend in Fund Settlement Legislation: Focusing on Stablecoins and Issues Related Thereto
2022.05.24
【Online Seminar: Video Streaming】 According to the Type of Business: Practice of Human Rights Due Diligence Based on Disclosed Cases
2022.03.15
【Live Streaming】 Latest Regulatory Trends of ESG and Sustainability and Legal Practice - Sustainability Disclosures and Human Rights Due Diligence - MUFG Business Seminar and Bengo4.com, Inc. Project
2021.12.06
【Online Seminar】 Can it be Used for Fund Raising? ESG Management to Begin Next Year - MUFG Business Seminar and Bengo4.com, Inc. Project
2021.11.30
【Online Seminar】 Encouragement of ESG Investment and Customer Oriented Business Operations to Individual Investors
2021.11.04
【Online Seminar: Video Streaming】 Legal Practice for Compliance with the Revised Corporate Governance Code - Toward an Era of Sustainability Governance -
2021.10.29
【Online Seminar】Legal Practice for Compliance with the Revised Corporate Governance Code - Toward an Era of Sustainability Governance
2021.10.22
【Online Seminar: Video Streaming】Basics of ESG/Sustainability and Corporate Legal Affairs
2021.10.18
【Online Seminar: Video Streaming】 Series of M&A Legal Practice Seminars (2): Basics of M&A Agreements
2021.10.15
【Onilne Seminar】Series of M&A Legal Practice Seminars (2): Basics of M&A Agreements
2021.06.23
【Online Seminar: Video Streaming】Understanding Cashless Legislation in Preparation for the Lifting of the Ban on Digital Payment of Salaries.
2021.06.18
【Online Seminar】Understanding Cashless Legislation in Preparation for the Lifting of the Ban on Digital Payment of Salaries.
2021.04.13
Structure of and Practical Points on Directors and Officers (D&O) Liability Insurance and Company Compensation Structure - In Order to Review the Details of Coverage in Response to the Amended Companies Act -
2021.02.25
【Online Seminar】Compliance Practice under the Amended Companies Act of 2019 Based on the Amended Order of the Ministry of Justice (Part 2)
2021.02.19
Practical key points of legal system of "Cashless and Payment Service Business" and "New Financial Service Intermediary Business" -With a focus on feasibility from the FinTech perspective -
2021.01.25
Seminar: "Enforcement Coming Soon! Practical Points on the Amended Companies Act/Examples of Directors and Officers Liability Insurance"
2020.10.09
Thorough Understanding of "Financial Service Intermediary Business" and its Potential Use through Various Methods, such as Face-to-Face, Remote and the Like
2020.08.31
【Online Seminar】Explanation of the Financial Services Intermediaries System and its Impact on the Independent Financial Advisor (IFA) Platform- In Light of the Potential Revision to the Principle of Customer Oriented Business Operations
2016.04.01
Best Practices for Complying with the Corporate Governance Code - With a focus on the ordinary general meetings of shareholders to be held in 2016 -
2015.09.02
The Basics of and Practices on General Terms and Conditions - Points to Review in View of the Civil Code Reform (Law on Obligations) -
2015.08.06
Seminar on the Corporate Governance Code "Best Practices for Complying With the Corporate Governance Code"
2014.11.19
Main Issues concerning the Revised Companies Act 2014 - Focusing on Practical Issues
2014.11.01
Commentary on Revised Companies Act of 2014 - Practical Point of View
2012.04.01
Points in Concluding Contracts after Amendment to the Civil Code (the law of obligations) - Based on the Interim Summary of Points of Discussion

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